Dingeman Dancer

Securities Law

Our attorneys are prepared to help your private company raise equity and debt capital. If you are in the start-up phase of new company, raising capital is almost always one of the most difficult challenges to address. Once you take into consideration the complex regulatory scheme that governs the issuance of securities, the task quickly becomes time consuming and fraught with peril. Even after your company has been in operation for a time, it may become necessary to access additional capital. In fact, access to such capital is imperative in facilitating a company's growth.

It is extremely important to note the numerous complex federal and state laws regarding the issuance of securities. These rules must be followed when raising capital. The regulations are intended to protect investors but can create numerous pitfalls for the unprepared issuer. The risks of non-compliance are significant and can include substantial monetary damages or even criminal liability. Our attorneys will help your company navigate these treacherous waters.

 In addition to ensure compliance with applicable securities laws, Dingeman & Dancer, PLC will work with your company to ensure that the amount, timing, and terms of the capital raised are consistent with the short-term and long-term goals and projections of the company and its owners.


Daniel J. Dingeman
W. Dane Carey
Benjamin W. Bryant